The Options Clearing Corporation (OCC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-83305 | SEC Issue Date:May 23, 2018 | File Number:SR-OCC-2017-811 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Filing Concerning The Options Clearing Corporation's Margin Methodology View Received Comments |
| Release Number:34-82935 | SEC Issue Date:Mar 22, 2018 | File Number:SR-OCC-2017-811 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Extension of Review Period of Advance Notice of Proposed Changes Related to The Options Clearing Corporation's Margin Methodology View Received Comments |
| Release Number:34-82514 | SEC Issue Date:Jan 17, 2018 | File Number:SR-OCC-2017-810 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan View Received Comments See Also - Exhibit 5 |
| Release Number:34-82513 | SEC Issue Date:Jan 17, 2018 | File Number:SR-OCC-2017-809 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning Enhanced and New Tools for Recovery Scenarios View Received Comments See Also - Exhibit 5a |
| Release Number:34-82501 | SEC Issue Date:Jan 12, 2018 | File Number:SR-OCC-2017-808 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c |
| Release Number:34-82371 | SEC Issue Date:Dec 20, 2017 | File Number:SR-OCC-2017-811 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning Proposed Changes to The Options Clearing Corporation's Margin Methodology View Received Comments |
| Release Number:34-82296 | SEC Issue Date:Dec 12, 2017 | File Number:SR-OCC-2017-806 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Concerning Liquidity for Same-Day Settlement See Also - Rel. No. 34-82056 |
| Release Number:34-82247 | SEC Issue Date:Dec 8, 2017 | File Number:SR-OCC-2017-808 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c |
| Release Number:34-82221 | SEC Issue Date:Dec 5, 2017 | File Number:SR-OCC-2017-805 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Filing Concerning The Use of the Society of Worldwide Interbank Financial Telecommunication ("SWIFT") Messaging Network in OCC's Cash Settlement Process See Also - Rel. No. 34-82055 |
| Release Number:34-82056 | SEC Issue Date:Nov 13, 2017 | File Number:SR-OCC-2017-806 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning Liquidity for Same-Day Settlement See Also - Exhibit 5, Rel. No. 34-82296 |