The Options Clearing Corporation (OCC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-78718 | SEC Issue Date:Aug 30, 2016 | File Number:SR-OCC-2016-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Withdrawal of an Advance Notice Related to the Adoption of an Options Exchange Risk Control Standards Policy View Received Comments See Also - Rel. No. 34-77628 |
| Release Number:34-77628 | SEC Issue Date:Apr 15, 2016 | File Number:SR-OCC-2016-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of an Advance Notice Related to the Adoption of an Options Exchange Risk Control Standards Policy View Received Comments See Also - Exhibit 3A, Exhibit 5A, Exhibit 5B, Request for Additional Information, Rel. No. 34-78718 |
| Release Number:34-76821 | SEC Issue Date:Jan 4, 2016 | File Number:SR-OCC-2015-805 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Filing, as Modified by Amendment Nos. 1, 2 and 3, Concerning The Options Clearing Corporation's Non-Bank Liquidity Facility See Also - Rel. No. 34-76641 |
| Release Number:34-76641 | SEC Issue Date:Dec 14, 2015 | File Number:SR-OCC-2015-805 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of an Advance Notice, as Modified by Amendment Nos. 1, 2 and 3, Concerning The Options Clearing Corporation's Non-Bank Liquidity Facility See Also - Rel. No. 34-76821 |
| Release Number:34-76548 | SEC Issue Date:Dec 3, 2015 | File Number:SR-OCC-2015-804 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Filing to Modify The Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility See Also - Rel. No. 34-76421 |
| Release Number:34-76421 | SEC Issue Date:Nov 10, 2015 | File Number:SR-OCC-2015-804 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of an Advance Notice to Modify The Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility See Also - Rel. No. 34-76548 |
| Release Number:34-76062 | SEC Issue Date:Oct 1, 2015 | File Number:SR-OCC-2015-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal to Enter a New Credit Facility Agreement |
| Release Number:34-75290 | SEC Issue Date:Jun 24, 2015 | File Number:SR-OCC-2014-810 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to an Advance Notice Concerning Modifications to Backtesting Procedures in Order to Enhance Monitoring of Margin Coverage and Model Risk Exposure See Also - Rel. No. 34-73749 |
| Release Number:34-74981 | SEC Issue Date:May 15, 2015 | File Number:SR-OCC-2014-811 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1 and Amendment No. 2, to Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources See Also - Rel. No. 34-74713, Rel. No. 34-74091 |
| Release Number:34-74713 | SEC Issue Date:Apr 10, 2015 | File Number:SR-OCC-2014-811 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Amendment No. 2 to an Advance Notice Concerning the Monthly Resizing of the Clearing Fund and the Addition of Financial Resources See Also - Rel. No. 34-74981, Rel. No. 34-74091, Request for Additional Information |