The Options Clearing Corporation (OCC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
|
SRO Organization
|
Details
|
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|---|---|---|---|---|
| Release Number:34-82055 | SEC Issue Date:Nov 13, 2017 | File Number:SR-OCC-2017-805 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning the Use of the Society of Worldwide Interbank Financial Telecommunication Messaging Network in OCC's Cash Settlement Process See Also - Rel. No. 34-82221 |
| Release Number:34-81058 | SEC Issue Date:Jun 30, 2017 | File Number:SR-OCC-2017-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal to Enter Into a New Credit Facility Agreement |
| Release Number:34-81040 | SEC Issue Date:Jun 28, 2017 | File Number:SR-OCC-2017-804 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning the Adoption of a New Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation See Also - Rel. No. 34-81260 |
| Release Number:34-80537 | SEC Issue Date:Apr 27, 2017 | File Number:SR-OCC-2017-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Filing Concerning The Options Clearing Corporation's Enhancements to OCC's Stock Loan Programs |
| Release Number:34-80323 | SEC Issue Date:Mar 28, 2017 | File Number:SR-OCC-2017-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning Enhancements to OCC's Stock Loan Programs See Also - Rel. No. 34-80537 |
| Release Number:34-80143 | SEC Issue Date:Mar 2, 2017 | File Number:SR-OCC-2017-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Filing Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility See Also - Rel. No. 34-79915 |
| Release Number:34-79915 | SEC Issue Date:Feb 1, 2017 | File Number:SR-OCC-2017-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility |
| Release Number:34-79096 | SEC Issue Date:Oct 13, 2016 | File Number:SR-OCC-2016-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Filing Concerning The Options Clearing Corporation's Escrow Deposit Program See Also - Rel. No. 34-78834 |
| Release Number:34-78893 | SEC Issue Date:Sep 21, 2016 | File Number:SR-OCC-2016-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal to Enter Into a New Credit Facility Agreement |
| Release Number:34-78834 | SEC Issue Date:Sep 14, 2016 | File Number:SR-OCC-2016-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Escrow Deposit Program See Also - Exhibit 5a, Exhibit 5b |