The Options Clearing Corporation (OCC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
|
SRO Organization
|
Details
|
||
|---|---|---|---|---|
| Release Number:34-74387 | SEC Issue Date:Feb 26, 2015 | File Number:SR-OCC-2014-813 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility View Received Comments See Also - Rel. No. 34-74202 |
| Release Number:34-74241 | SEC Issue Date:Feb 10, 2015 | File Number:SR-OCC-2014-812 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Concerning Extended and Overnight Trading Sessions See Also - Rel. No. 34-74073 |
| Release Number:34-74202 | SEC Issue Date:Feb 4, 2015 | File Number:SR-OCC-2014-813 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of an Advance Notice, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility View Received Comments See Also - Rel. No. 34-74387 |
| Release Number:34-74091 | SEC Issue Date:Jan 20, 2015 | File Number:SR-OCC-2014-811 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of an Advance Notice, and Amendment No. 1 Thereto, to Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources See Also - Rel. No. 34-74981, Request for Additional Information |
| Release Number:34-74073 | SEC Issue Date:Jan 15, 2015 | File Number:SR-OCC-2014-812 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning Extended and Overnight Trading Sessions See Also - Rel. No. 34-74241 |
| Release Number:34-73979 | SEC Issue Date:Jan 2, 2015 | File Number:SR-OCC-2014-809 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Concerning the Implementation of a Committed Master Repurchase Agreement Program as Part of OCC's Overall Liquidity Plan See Also - Rel. No. 34-73726 |
| Release Number:34-73749 | SEC Issue Date:Dec 5, 2014 | File Number:SR-OCC-2014-810 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning Modifications to Back Testing Procedures in Order to Enhance Monitoring of Margin Coverage and Model Risk Exposure See Also - Request for Additional Information, Rel. No. 34-75290 |
| Release Number:34-73726 | SEC Issue Date:Dec 3, 2014 | File Number:SR-OCC-2014-809 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of an Advance Notice Concerning the Implementation of a Committed Master Repurchase Agreement Program As Part of OCC's Overall Liquidity Plan See Also - Rel. No. 34-73979 |
| Release Number:34-73710 | SEC Issue Date:Dec 1, 2014 | File Number:SR-OCC-2014-805 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Withdrawal of an Advance Notice Concerning Enhancements to the Risk Management Framework Applied to the Clearance of Confirmed Trades Executed in Extended and Overnight Trading Sessions See Also - Rel. No. 34-73343 |
| Release Number:34-73579 | SEC Issue Date:Nov 12, 2014 | File Number:SR-OCC-2014-807 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of an Emergency Change to OCC's Procedures to Resize the Clearing Fund in Response to Market Conditions |