The Options Clearing Corporation (OCC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
|
SRO Organization
|
Details
|
||
|---|---|---|---|---|
| Release Number:34-87475 | SEC Issue Date:Nov 6, 2019 | File Number:SR-OCC-2019-806 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology |
| Release Number:34-87257 | SEC Issue Date:Oct 8, 2019 | File Number:SR-OCC-2019-805 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Partial Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, Concerning a Proposed Capital Management Policy That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility |
| Release Number:34-86888 | SEC Issue Date:Sep 5, 2019 | File Number:SR-OCC-2019-805 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning a Proposed Capital Management Policy That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility |
| Release Number:34-86713 | SEC Issue Date:Aug 20, 2019 | File Number:SR-OCC-2019-804 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Related to The Options Clearing Corporation's Vanilla Option Model and Smoothing Algorithm |
| Release Number:34-86488 | SEC Issue Date:Jul 26, 2019 | File Number:SR-OCC-2019-804 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Related to The Options Clearing Corporation's Vanilla Option Model and Smoothing Algorithm |
| Release Number:34-86182 | SEC Issue Date:Jun 24, 2019 | File Number:SR-OCC-2019-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Proposal to Enter Into a New Credit Facility Agreement |
| Release Number:34-86103 | SEC Issue Date:Jun 13, 2019 | File Number:SR-OCC-2019-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Related to the Introduction of a New Liquidation Cost Model in The Options Clearing Corporation's Margin Methodology |
| Release Number:34-85924 | SEC Issue Date:May 23, 2019 | File Number:SR-OCC-2019-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Proposal to Enter Into a New Credit Facility Agreement |
| Release Number:34-85870 | SEC Issue Date:May 15, 2019 | File Number:SR-OCC-2019-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures |
| Release Number:34-85863 | SEC Issue Date:May 15, 2019 | File Number:SR-OCC-2019-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Related to the Introduction of a New Liquidation Cost Model in The Options Clearing Corporation's Margin Methodology |