Fixed Income Clearing Corporation (FICC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-100031 | SEC Issue Date:Apr 25, 2024 | File Number:SR-FICC-2024-005 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Tr View Received Comments Submit a Comment on SR-FICC-2024-005
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| Release Number:34-100022 | SEC Issue Date:Apr 24, 2024 | File Number:SR-FICC-2024-007 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: 34-100022 |
| Release Number:34-99844 | SEC Issue Date:Mar 22, 2024 | File Number:SR-FICC-2024-007 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Address the Conditions of No Comments Due: April 18, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99817 | SEC Issue Date:Mar 21, 2024 | File Number:SR-FICC-2024-005 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities Comments Due: April 17, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99805 | SEC Issue Date:Mar 20, 2024 | File Number:SR-FICC-2024-006 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99774 | SEC Issue Date:Mar 19, 2024 | File Number:SR-FICC-2024-004 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework Comments Due: April 15, 2024 See Also - Exhibit 5a, Exhibit 5b |
| Release Number:34-99769 | SEC Issue Date:Mar 19, 2024 | File Number:SR-FICC-2024-003 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt a Minimum Margin Amount at GSD View Received Comments |
| Release Number:34-99710 | SEC Issue Date:Mar 11, 2024 | File Number:SR-FICC-2024-003 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change to Adopt a Minimum Margin Amount at GSD Comments Due: April 5, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-99462 | SEC Issue Date:Feb 2, 2024 | File Number: SR-FICC-2024-002 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify How FICC Applies the Minimum Charge Comments Due: February 29, 2024 See Also - Exhibit 5 |
| Release Number:34-99447 | SEC Issue Date:Jan 30, 2024 | File Number:SR-FICC-2024-001 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Methodology Documents Comments Due: February 27, 2024 See Also - Exhibit 5 |