Fixed Income Clearing Corporation (FICC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-99710 | SEC Issue Date:Mar 11, 2024 | File Number:SR-FICC-2024-003 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change to Adopt a Minimum Margin Amount at GSD Comments Due: April 5, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-FICC-2024-003
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| Release Number:34-99462 | SEC Issue Date:Feb 2, 2024 | File Number: SR-FICC-2024-002 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify How FICC Applies the Minimum Charge Comments Due: February 29, 2024 See Also - Exhibit 5 |
| Release Number:34-99447 | SEC Issue Date:Jan 30, 2024 | File Number:SR-FICC-2024-001 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Methodology Documents Comments Due: February 27, 2024 See Also - Exhibit 5 |
| Release Number:34-99097 | SEC Issue Date:Dec 6, 2023 | File Number:SR-FICC-2023-016 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: January 2, 2024 See Also - Exhibit 5 |
| Release Number:34-98882 | SEC Issue Date:Nov 8, 2023 | File Number:SR-FICC-2023-014 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving Proposed Rule Change Relating to the GSD and MBSD Schedules of Haircuts for Eligible Clearing Fund Securities |
| Release Number:34-98813 | SEC Issue Date:Oct 27, 2023 | File Number:SR-FICC-2023-015 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: November 24, 2023 See Also - Exhibit 5 |
| Release Number:34-98592 | SEC Issue Date:Sep 28, 2023 | File Number:SR-FICC-2023-014 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change Relating to the GSD and MBSD Schedules of Haircuts for Eligible Clearing Fund Securities See Also - Exhibit 5, Exhibit 3 |
| Release Number:34-98558 | SEC Issue Date:Sep 27, 2023 | File Number:SR-FICC-2023-012 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Margin Liquidity Adjustment Charge Comments Due: October 24, 2023 |
| Release Number:34-98494 | SEC Issue Date:Sep 25, 2023 | File Number:SR-FICC-2023-011 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Portfolio Differential Charge as an Additional Component to the Government Securities Division Required Fund Deposit |
| Release Number:34-98335 | SEC Issue Date:Sep 8, 2023 | File Number:SR-FICC-2023-013 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan Comments Due: October 5, 2023 View Received Comments See Also - Exhibit 5 |