Municipal Securities Rulemaking Board (MSRB) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-98353 | SEC Issue Date:Sep 12, 2023 | File Number:SR-MSRB-2023-05 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change to Amend MSRB Rule G-3 to Create an Exemption for Municipal Advisor Representatives from Requalification by Examination and Remove Waiver Provisions and to Amend MSRB Rule G-8 to Establish Related Books an |
| Release Number:34-97984 | SEC Issue Date:Jul 25, 2023 | File Number:SR-MSRB-2023-05 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-3 to Create an Exemption for Municipal Advisor Representatives from Requalification by Examination and Remove Waiver Provisions and to Amend MSRB Rule G-8 to Establish Related Books and Recor Comments Due: August 21, 2023 View Received Comments See Also - Exhibit 2, Exhibit 5 Submit a Comment on SR-MSRB-2023-05
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| Release Number:34-97585 | SEC Issue Date:May 25, 2023 | File Number:SR-MSRB-2023-03 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change to Amend MSRB Rules G-12 and G-15 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring One Business Day after the Trade Date and to Amend Rule G-12 to Update an Outdated Cros |
| Release Number:34-97483 | SEC Issue Date:May 11, 2023 | File Number:SR-MSRB-2023-01 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records |
| Release Number:34-97423 | SEC Issue Date:May 2, 2023 | File Number:SR-MSRB-2023-04 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule G-27 to Further Extend the Current Regulatory Relief for Remote Office Inspections through June 30, 2024 and Amend MSRB Rule G-16 to Delete Temporary Relief for the Comments Due: May 30, 2023 See Also - Exhibit 5 |
| Release Number:34-97257 | SEC Issue Date:Apr 6, 2023 | File Number:SR-MSRB-2023-03 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change to Amend MSRB Rules G-12 and G-15 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring One Business Day after the Trade Date and to Amend Rule G-12 to Update an Outdated Cross Refer Comments Due: May 3, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-97255 | SEC Issue Date:Apr 5, 2023 | File Number:SR-MSRB-2023-01 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Amendment No. 1 to Proposed Rule Change Consisting of Amendments to MSRB Rule G–40, on Advertising by Municipal Advisors, and MSRB Rule G–8, on Books and Records Comments Due: 15 days from publication in the Federal Register. See Also - Exhibit 5, Exhibit 4 |
| Release Number:34-97218 | SEC Issue Date:Mar 29, 2023 | File Number:SR-MSRB-2023-02 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and to Amend MSRB Rule G-8, on Books and Records Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 4, Exhibit 5 |
| Release Number:34-96842 | SEC Issue Date:Feb 8, 2023 | File Number:SR-MSRB-2023-02 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change To Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and To Amend MSRB Rule G-8, on Books and Records Comments Due: March 7, 2023 View Received Comments See Also - Exhibit 2, Exhibit 5 |
| Release Number:34-96840 | SEC Issue Date:Feb 8, 2023 | File Number:SR-MSRB-2023-01 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records Comments Due: March 7, 2023 View Received Comments See Also - Exhibit 5 |