We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-96590 SEC Issue Date:Dec 28, 2022 File Number:SR-NSCC-2022-017 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Adjustments in the Fees for NSCC's I&RS Positions and Valuations Service and Certain Clarifications to Addendum A
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 3, Exhibit 5
Submit a Comment on SR-NSCC-2022-017
Release Number:34-96571 SEC Issue Date:Dec 22, 2022 File Number:SR-NSCC-2022-016 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Fees
Comments Due: January 19, 2023
See Also - Exhibit 3, Exhibit 5
Submit a Comment on SR-NSCC-2022-016
Release Number:34-96555 SEC Issue Date:Dec 20, 2022 File Number:SR-NSCC-2022-013, SR-FICC-2022-008, SR-DTC-2022-011 SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) Details: Order Granting Proposed Rule Changes To Amend Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes
Release Number:34-96511 SEC Issue Date:Dec 15, 2022 File Number:SR-NSCC-2022-015 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge
Comments Due: January 11, 2023
View Received Comments
See Also - Exhibit 3a, Exhibit 3b, Exhibit 5
Submit a Comment on SR-NSCC-2022-015
Release Number:34-96426 SEC Issue Date:Dec 1, 2022 File Number:SR-NSCC-2022-005 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing of Partial Amendment No. 2 and Amendment No. 3 and of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Revise the Excess Capital Premium Charge Order
Comments Due: December 22, 2022 Rebuttal comments due: December 28, 2022
See Also - Exhibit 3, Exhibit 4, Exhibit 5
Submit a Comment on SR-NSCC-2022-005
Release Number:34-96345 SEC Issue Date:Nov 17, 2022 File Number:SR-NSCC-2022-006, SR-FICC-2022-004, SR-DTC-2022-006 SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) Details: Order Granting Proposed Rule Changes To Amend the Stress Testing Framework and Liquidity Risk Management Framework
Release Number:34-96327 SEC Issue Date:Nov 16, 2022 File Number:SR-NSCC-2022-014 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Changes To Addendum A To Adopt Fees for the AIP Document Transfer Service as Part of AIP Attachments
Comments Due: December 13, 2022
View Received Comments
See Also - Exhibit 3, Exhibit 5
Submit a Comment on SR-NSCC-2022-014
Release Number:34-96219 SEC Issue Date:Nov 3, 2022 File Number:SR-NSCC-2022-013 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework To Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes
Comments Due: November 30, 2022
See Also - Exhibit 3, Exhibit 5
Submit a Comment on SR-NSCC-2022-013
Release Number:34-96088 SEC Issue Date:Oct 14, 2022 File Number:SR-NSCC-2022-009 SRO Organization:National Securities Clearing Corporation Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge
Comments Due: Novemeber 10, 2022 Rebuttal comments due: 35 days after publication in the Federal Register
Submit a Comment on SR-NSCC-2022-009
Release Number:34-95725 SEC Issue Date:Sep 9, 2022 File Number:SR-NSCC-2022-006 SRO Organization:National Securities Clearing Corporation Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework
Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register
Submit a Comment on SR-NSCC-2022-006
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