National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-97671 | SEC Issue Date:Jun 8, 2023 | File Number:SR-NSCC-2022-015 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Make Certain Enhancements to the Gap Risk Measure and the VaR Charge |
| Release Number:34-97597 | SEC Issue Date:May 26, 2023 | File Number:SR-NSCC-2023-005 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Investment Policy Comments Due: June 22, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NSCC-2023-005
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| Release Number:34-97280 | SEC Issue Date:Apr 11, 2023 | File Number:SR-NSCC-2023-003 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework Comments Due: May 8, 2023 See Also - Exhibit 5 |
| Release Number:34-97249 | SEC Issue Date:Apr 4, 2023 | File Number:SR-NSCC-2023-004 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 118 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| Release Number:34-97129 | SEC Issue Date:Mar 13, 2023 | File Number:SR-NSCC-2022-009 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change to Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Comments Due: Novemeber 10, 2022 Rebuttal comments due: 35 days after publication in the Federal Register |
| Release Number:34-96936 | SEC Issue Date:Feb 15, 2023 | File Number:SR-NSCC-2023-002 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of Revisions Relating to Excess Capital Premium Charge Comments Due: March 15, 2023 See Also - Exhibit 5 |
| Release Number:34-96801 | SEC Issue Date:Feb 3, 2023 | File Number:SR-NSCC-2023-001 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework Comments Due: March 2, 2023 See Also - Exhibit 5 |
| Release Number:34-96786 | SEC Issue Date:Feb 1, 2023 | File Number:SR-NSCC-2022-005 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Revise the Excess Capital Premium Charge Comments Due: December 22, 2022 Rebuttal comments due: December 28, 2022 |
| Release Number:34-96740 | SEC Issue Date:Jan 24, 2023 | File Number:SR-NSCC-2022-015 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge Comments Due: January 11, 2023 View Received Comments |
| Release Number:34-96621 | SEC Issue Date:Jan 10, 2023 | File Number:SR-NSCC-2022-009 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Comments Due: Novemeber 10, 2022 Rebuttal comments due: 35 days after publication in the Federal Register |