The Options Clearing Corporation (OCC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
|
SRO Organization
|
Details
|
||
|---|---|---|---|---|
| Release Number:34-89039 | SEC Issue Date:Jun 10, 2020 | File Number:SR-OCC-2020-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Related to Changes to The Options Clearing Corporation's Non-Bank Repo Facility Program as Part of Its Overall Liquidity Plan |
| Release Number:34-89004 | SEC Issue Date:Jun 4, 2020 | File Number:SR-OCC-2020-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Framework for Liquidity Risk Management |
| Release Number:34-88971 | SEC Issue Date:May 28, 2020 | File Number:SR-OCC-2020-804 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal to Enter Into a New Credit Facility Agreement |
| Release Number:34-88906 | SEC Issue Date:May 19, 2020 | File Number:SR-OCC-2020-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning Changes to The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan |
| Release Number:34-88792 | SEC Issue Date:May 1, 2020 | File Number:SR-OCC-2020-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Framework for Liquidity Risk Management |
| Release Number:34-88317 | SEC Issue Date:Mar 4, 2020 | File Number:SR-OCC-2020-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Concerning a Master Repurchase Agreement as Part of OCC's Overall Liquidity Plan |
| Release Number:34-88120 | SEC Issue Date:Feb 5, 2020 | File Number:SR-OCC-2020-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning a Master Repurchase Agreement as Part of OCC's Overall Liquidity Plan |
| Release Number:34-87673 | SEC Issue Date:Dec 6, 2019 | File Number:SR-OCC-2019-807 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology to Address Specific Wrong-Way Risk |
| Release Number:34-87672 | SEC Issue Date:Dec 6, 2019 | File Number:SR-OCC-2019-806 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology |
| Release Number:34-87476 | SEC Issue Date:Nov 6, 2019 | File Number:SR-OCC-2019-807 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology to Address Specific Wrong-Way Risk |