National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-99022 | SEC Issue Date:Nov 27, 2023 | File Number:SR-NSCC-2023-011 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change to Refine the Margin Liquidity Adjustment ("MLA") Charge Calculation and the Description of the MLA Charge Comments Due: December 22, 2023 See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-NSCC-2023-011
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| Release Number:34-98930 | SEC Issue Date:Nov 14, 2023 | File Number:SR-NSCC-2023-007 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to the Amended and Restated Stock Options Comments Due: by December 11, 2023. Rebuttal Comments should be submirred by December 26, 2023. Submit a Comment on Submit Comments on SR-NSCC-2023-007 - Notice of Filing of Proposed Rule Change to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules |
| Release Number:34-98881 | SEC Issue Date:Nov 8, 2023 | File Number:SR-NSCC-2023-009 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change Relating to the Schedule of Haircuts for Eligible Clearing Fund Securities |
| Release Number:34-98814 | SEC Issue Date:Oct 27, 2023 | File Number:SR-NSCC-2023-010 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: November 23, 2023 See Also - Exhibit 5 |
| Release Number:34-98589 | SEC Issue Date:Sep 28, 2023 | File Number:SR-NSCC-2023-009 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Relating to the Schedule of Haircuts for Eligible Clearing Fund Securities Comments Due: October 25, 2023 See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-98508 | SEC Issue Date:Sep 25, 2023 | File Number:SR-NSCC-2023-007 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change by National Securities Clearing Corporation to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rule View Received Comments |
| Release Number:34-98328 | SEC Issue Date:Sep 8, 2023 | File Number: SR-NSCC-2023-008 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Recovery and Wind-down Plan Comments Due: October 5, 2023 See Also - Exhibit 5 |
| Release Number:34-98213 | SEC Issue Date:Aug 24, 2023 | File Number:SR-NSCC-2023-007 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules Comments Due: September 20, 2023 See Also - Exhibit 3a, Exhibit 5a Submit a Comment on Submit Comments on SR-NSCC-2023-007 - Notice of Filing of Proposed Rule Change to Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules |
| Release Number:34-98086 | SEC Issue Date:Aug 8, 2023 | File Number:SR-NSCC-2022-015 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving a Proposed Rule Change to Make Certain Enhancements to the Gap Risk Measure and the VaR Charge |
| Release Number:34-97892 | SEC Issue Date:Jul 14, 2023 | File Number:SR-NSCC-2023-006 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Model Risk Management Framework Comments Due: August 9, 2023 View Received Comments See Also - Exhibit 5 |