The Options Clearing Corporation (OCC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-94270 | SEC Issue Date:Feb 17, 2022 | File Number:SR-OCC-2021-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management Comments Due: February 2, 2022 View Received Comments Submit a Comment on SR-OCC-2021-803
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| Release Number:34-94166 | SEC Issue Date:Feb 7, 2022 | File Number:SR-OCC-2022-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 |
| Release Number:34-93915 | SEC Issue Date:Jan 6, 2022 | File Number:SR-OCC-2021-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning The Options Clearing Corporation’s Cash and Investment Management Comments Due: February 2, 2022 View Received Comments See Also - Exhibit 5b |
| Release Number:34-93433 | SEC Issue Date:Oct 27, 2021 | File Number:SR-OCC-2021-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice Relating to OCC's Adoption of Cloud Infrastructure for New Clearing, Risk Management, and Data Management Applications Comments Due: November 23, 2021 View Received Comments |
| Release Number:34-91491 | SEC Issue Date:Apr 7, 2021 | File Number:SR-OCC-2021-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice Relating to OCC's Establishment of Persistent Minimum Skin-in-the-Game Comments Due: March 16, 2021 View Received Comments |
| Release Number:34-91184 | SEC Issue Date:Feb 23, 2021 | File Number:SR-OCC-2021-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice Relating to OCC's Establishment of Persistent Minimum Skin-In-The-Game Comments Due: March 16, 2021 View Received Comments See Also - Exhibit 5a |
| Release Number:34-90701 | SEC Issue Date:Dec 17, 2020 | File Number:SR-OCC-2020-806 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Partial Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, Related to Proposed Changes to Update The Options Clearing Corporation's Recovery and Orderly Wind-Down Plan |
| Release Number:34-90416 | SEC Issue Date:Nov 13, 2020 | File Number:SR-OCC-2020-806 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Related to Proposed Changes to Update The Options Clearing Corporation's Recovery and Orderly Wind-Down Plan |
| Release Number:34-89792 | SEC Issue Date:Sep 9, 2020 | File Number:SR-OCC-2020-805 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice Concerning Proposed Changes to Enhance OCC's Stock Loan Close-Out Process |
| Release Number:34-89515 | SEC Issue Date:Aug 10, 2020 | File Number:SR-OCC-2020-805 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Concerning Proposed Changes to Enhance OCC's Stock Loan Close-Out Process |